JD Supra

FINRA Issues 2022 Report on Examination and Risk Monitoring Program

On February 9, 2022, FINRA issued the 2022 Report on FINRA's Examination and Risk Monitoring Program to provide firms with "information that may help their compliance programs." The 2022 report ...
National Academies of Sciences%2c Engineering%2c and Medicine

Vaccine Risk Monitoring and Evaluation at the Centers for Disease Control and Prevention

The Centers for Disease Control and Prevention’s (CDC’s) Immunization Safety Office (ISO) is responsible for studying vaccine risks once vaccines are administered to the public. ISO was already a ...
JD Supra

FDA’s Final Q&A Guidance on Risk-Based Monitoring of Clinical Trials Provides Additional Recommendations for Sponsors

The U.S. Food and Drug Administration (FDA) recently finalized its guidance, “A Risk-Based Approach to Monitoring of Clinical Investigations” (the “2023 RBM Guidance”) which follows up on the Agency’s ...
Finextra

Credit Risk Monitoring: Building Next Generation Early Warning Systems

When it comes to credit risk monitoring, many banks find themselves falling behind the regulatory expectations. Regulators are expecting banks to take a more proactive approach, using forward-looking ...